Harnett Investment Advisers LLC (“Harnett Investment Advisers”) expressly reserves the right to monitor any and all use of this website. Harnett Investment Advisers is committed to maintaining the confidentiality, integrity and security of your personal information. We consider this information to be private and held in confidence between you and Harnett Investment Advisers. Harnett Investment Advisers has adopted the following to safeguard our clients’ and our former clients’ personal information. The following is applicable to all:
The types of information we collect from you about your personal finances may include: (1) information we receive from you on applications or other forms; (2) verbal or written communications; and (3) Information about financial transactions carried out on your behalf. We use this information to assist you in meeting your personal financial goals.
We do not disclose nonpublic personal information about current or former clients or shareholders to any third parties except as necessary to effect a transaction, administer your account, or as otherwise permitted by law. For example, In order to implement financial strategies and transactions, we may be required to provide this information to non-affiliated third parties. Only the information required to implement the strategy or transaction is provided. Non-affiliated third parties often include broker/dealers, tax professionals, attorneys, bankers, and other investment-related businesses with which you do business.
Internally, we limit access to your personal information to those employees who need to know such information in order to conduct our business, service your account, and assist you in accomplishing your investment objectives. In addition, each employee is required to comply with Harnett Investment Advisers’ Code of Ethics and Privacy Policy, which reiterate the confidentiality of all client information. In complying with applicable laws and regulations, we maintain physical, electronic, and procedural safeguards to protect your personal information.
We maintain a secure office to ensure that your information is not placed at unreasonable risk. We employ data encryption techniques, a firewall barrier, and authentication procedures in our computer environment. We do not provide your personal information to solicitors.
Your personal information will be maintained during the time you are a client, and thereafter, as such records are required to be maintained by federal and state securities law, and consistent with the CFA Standards of Practice. As permitted by law, federal and state securities regulators may review the firm's records and your personal records, as well as attorneys and consultants to assist Harnett Investment Advisers in meeting our regulatory obligations. After the required period of record retention, all personal information is destroyed.